Charles A. Goldfarb
DEFINITION
Arthritis of the metacarpophalangeal (MCP) or proximal interphalangeal (PIP) joints may cause pain, deformity, and decreased motion. Rheumatoid arthritis (RA), osteoarthritis, and posttraumatic arthritis are common causes.
Silicone implant arthroplasty may be considered as a surgical option after failure of nonoperative treatment in the patient with pain, functional disability, or both secondary to arthritis at the MCP or PIP joint.
The primary function of the silicone implant is to serve as a dynamic spacer until the joint is encapsulated; thereafter, the joint can be expected to maintain alignment and provide a satisfactory range of motion.
ANATOMY
Metacarpophalangeal Joint
The MCP joint is condyloid with motion in three planes: flexion–extension, abduction–adduction, and rotation.
The head of the metacarpal is wider on its volar aspect, providing greater stability in flexion. The radial condyle is larger as well, contributing to the ulnar deviation posture most commonly seen in RA patients.
Collateral ligaments arise dorsal to the center of rotation; this, together with the shape of the metacarpal head, contributes to the cam effect that is manifest by collateral ligament laxity in extension and tightness in flexion.
Hyperextension of the MCP joints is common; however, the volar plate limits excessive motion.
Proximal Interphalangeal Joint
The PIP joint is a hinge joint with an average arc of motion of 0 to 100 degrees of flexion.
The bony anatomy is crucial to PIP joint stability in all positions; the base of the middle phalanx is wider volarly, thus helping to prevent dorsal dislocation. The PIP joint is more stable in all positions compared to the MCP joint.
The proper collateral ligaments originate from the center of rotation of the proximal phalanx head and insert onto the volar base of the middle phalanx; they provide stability in all positions. The accessory collateral ligaments insert onto the volar plate and provide more stability in extension. There is no significant cam effect with the PIP joint.
The volar plate resists hyperextension and is a key supporting structure of the joint.
PATHOGENESIS
Arthritis of the MCP or PIP joints may be idiopathic, posttraumatic, or inflammatory (RA).
Idiopathic osteoarthritis involves the distal interphalangeal joint most commonly, but the PIP joint is also affected; the MCP joint is less commonly involved.
The PIP joint is the most frequently traumatized finger joint and, thus, has the highest incidence of posttraumatic arthritis. Given the shortcomings of the salvage procedures for PIP joint arthritis, an anatomic joint reduction and aggressive restoration of the normal anatomy after trauma is critical as a means of prevention of arthritis.
The bony congruity of the PIP joint makes it poorly tolerant of any loss of cartilage; deformity and loss of motion may progress quickly.
Inflammatory arthritis (RA) most commonly affects the MCP joint but may also involve the PIP joint. In RA, a proliferative synovitis compromises the soft tissue support of the affected joint and may lead to the characteristic deformities at the MCP joint, including volar subluxation (and a flexed posture) and ulnar deviation. In the PIP joint, an attenuation of the volar supporting structures may lead to joint hyperextension, while compromise of the central slip insertion will lead to a joint flexion deformity.
The efficacy of the disease-modifying antirheumatic drugs has dramatically decreased the need for joint arthroplasty in these patients.
NATURAL HISTORY
The natural history of osteoarthritis or posttraumatic arthritis of the PIP joint is progression with loss of motion, pain, and in some patients deformity. The MCP joint is less commonly affected and is also more tolerant of arthritis, given its increased mobility in all planes.
In the patient with severe RA not controllable by diseasemodifying antirheumatic drugs, joint inflammation will lead to progression of the arthritis.
The functional affect of the arthritis depends on both the degree of involvement of the specific joint and the involvement of the adjacent joints.
PATIENT HISTORY AND PHYSICAL FINDINGS
It is vital that the surgeon understand how the arthritis specifically affects the function of a particular patient. This depends on many factors, including adjacent joint involvement, specific patient activities, and the degree of pain experienced.
Physical examination methods include the following:
Palpation of the joint at the joint line: Confirms origin of the pain and allows evaluation for synovitis
Active and passive range of motion of the joint are measured with a goniometer. Joint motion is lost with arthritis. Pain with motion is noted.
Deformity of joint alignment is measured with a goniometer. Progressive arthritis leads to deformity.
Radial–ulnar stress testing: Evaluation of collateral ligaments. The MCP should be tested in flexion; the PIP joint may be tested in any position but is most commonly tested in extension. Attenuation of collateral ligaments may occur in RA or after trauma.
Integrity of tendon function: Most commonly abnormal in RA or after prior trauma
Intrinsic tightness (Bunnell) test: If the intrinsics are tight, therapy or surgical intervention may be needed.
Elsen test: Integrity of the central slip is important when contemplating PIP joint arthroplasty.
The alignment and function of the adjacent joints (including the wrist) should be assessed, given the intimate relationship between the joints.
A complete examination of the hand includes an examination of adjacent joints. The ligamentous stability of all joints of the hand and the functioning of the extrinsic and intrinsic flexor and extensor musculature are evaluated.
In inflammatory conditions, the proximal joints, most importantly the wrist, must be examined. If wrist deformity is not corrected before surgical correction of distal disease, surgical correction (such as MCP arthroplasty) will have a higher incidence of failure due to the uncorrected deforming forces.
In patients with posttraumatic arthritis (especially affecting the PIP joints), the functioning of the flexor and extensor tendons must be understood. The presence of tendon shortening or lengthening (for example, after repair of an open injury) and the presence of tendon adhesions should be sought.
Intrinsic or extrinsic contractures after hand trauma are assessed before surgical intervention.
IMAGING AND OTHER DIAGNOSTIC STUDIES
Plain radiographs provide sufficient diagnostic information. AP and lateral radiographs are usually sufficient, although oblique radiographs may be helpful (FIG 1).
MRI and CT are of limited utility in the evaluation of the MCP and PIP joints.
DIFFERENTIAL DIAGNOSIS
Acute fracture with or without joint subluxation
Collateral ligament injury
Joint infection
Flexor or extensor mechanism injury
NONOPERATIVE MANAGEMENT
Anti-inflammatory medications
Steroid injections
Splinting
SURGICAL MANAGEMENT
Surgery is considered if nonoperative management fails. Given the limitations of silicone implant arthroplasty as noted below, the decision for surgical intervention should be patient-driven.
The best outcome is expected in patients with a preserved arc of motion, minimal deformity, and pain. Patients without pain and presenting with deformity or a lack of motion are not ideal candidates for arthroplasty, especially if the adjacent joints are functioning well. Joint arthroplasty does not reliably increase motion at long-term follow-up.
In RA, an ulnar drift and volar subluxation of the MCP joints with a flexion posture of the joints may lead to weakness and a loss of the ability to grasp larger objects. These deformities are also unsightly. Surgical intervention in these patients can be expected to improve the aesthetic appearance and function of the hand.
Preoperative Planning
All imaging studies should be reviewed.
Involvement of adjacent joints should be assessed.
Multiple MCP or PIP joints can be treated with silicone arthroplasty at the same surgical setting, but we do not typically recommend MCP and PIP joint silicone arthroplasty in the same finger.
In patients with symptomatic disease at both the MCP joint and the PIP joint, the MCP is typically treated with silicone implant arthroplasty and the PIP joint is fused.
An assessment of the ligamentous stability of the MCP and PIP joints should be performed under anesthesia.
FIG 1 • A. Rheumatoid arthritis affecting hand, with most notable disease affecting metacarpophalangeal (MCP) joints. The wrist is also affected. B. Isolated osteoarthritis of the MCP joint of the long finger. C. Posttraumatic arthritis affecting the small finger proximal interphalangeal joint.
MCP and PIP arthroplasty is performed cautiously in the index (or long) finger as pinch forces may be problematic for joint stability.
Templating should be performed to ensure that appropriatesized implants are available.
Positioning
The patient is placed supine with the extremity on an arm table.
A nonsterile arm tourniquet is used.
General or axillary block anesthesia is used.
Approach
The MCP joint is approached from dorsally with a midline incision.
The PIP joint may be approached from either the dorsal or volar approach.
TECHNIQUES
METACARPOPHALANGEAL JOINT SILICONE ARTHROPLASTY 2
Incision and Dissection
If a single joint is being addressed (osteoarthritis or posttraumatic arthritis), make a longitudinal incision over the MCP joint. If multiple joints are being addressed, make a transverse incision over the metacarpal necks (TECH FIG 1A).
Protect the superficial veins (most importantly in RA patients).
Identify and protect the extensor tendons.
In RA, the tendons may be translocated in an ulnar direction. If so, divide the sagittal bands on the ulnar side to allow later centralization of the tendons.
If the tendons are centralized, the interval between tendons (index and small finger between extensor indicis proprius or extensor digit minimi and extensor digitorum communis) can be used to approach the joint (TECH FIG 1B).
In RA, the ulnar intrinsic tendon is often a deforming force. In fingers with marked ulnar deviation, bring the tendon into the surgical field with a blunt hook and divide it.
Divide the joint capsule longitudinally for later repair.
Débride the joint (TECH FIG 1C).
It may be necessary to recess the collateral ligaments off their origin from the metacarpal head. Carefully protect their insertion onto the base of the proximal phalanx.
In osteoarthritis or posttraumatic arthritis, the collateral ligaments need not be released if adequate exposure can be obtained.
If the joint is volarly subluxated, it may exhibit a flexion contracture that must be released.
Perform a soft tissue release using a Freer to elevate the volar plate off the volar distal metacarpal; this, together with bony resection, will allow joint reduction.
Once the proximal phalanx can be mobilized dorsal to the metacarpal head, a sufficient release has been obtained.
Bone Preparation
Using an oscillating saw, remove the metacarpal head just distal to the collateral ligament origin, staying perpendicular to the axis of the bone in the posteroanterior and lateral planes.
The amount of bone removed depends on the degree of deformity and contracture (TECH FIG 2A).
In severe cases it is necessary to elevate the collateral ligaments from their origins to resect more metacarpal. In these cases, radial collateral (and ulnar) ligaments are repaired during closure.
Prepare the base of the proximal phalanx by removing the articular cartilage using osteotomes or a rongeur. Carefully protect the collateral ligament insertions.
Use an awl to identify the metacarpal medullary canal first.
The awl typically enters the canal dorsal to the apparent center of the cut end of the metacarpal given the dorsal–volar bone curvature.
Use hand reamers to prepare the bone.
Use progressive broaches, taking care to ensure correct broach alignment and integrity of the cortex (TECH FIG 2B).
TECH FIG 1 • A. Transverse dorsal incision for metacarpophalangeal arthroplasty of all four fingers. The incision may be straight or undulating. B. The interval between the extensor tendons may be chosen to approach the joint for the index or small fingers. The interval between the extensor digitorum communis and the extensor indicis proprius is illustrated. C. The joint is débrided. This can be an extensive process in severe rheumatoid disease.
TECH FIG 2 • A. An oscillating saw is used to cut the metacarpal head just distal to the collateral ligament origin perpendicular to the long axis of the bone. B. The metacarpal is prepared by reaming and then broaching as depicted. C. The importance of supination of the index finger is apparent in this clinical picture of pinch. Broaching in slight supination can provide functionally useful supination.
The ring finger metacarpal is frequently much narrower and may require more reaming, use of a burr, and potentially a smaller implant.
Once the metacarpal is prepared, initiate the same procedure for the proximal phalanx.
The base of the proximal phalanx can be reamed in slight supination for the index finger to improve pinch (TECH FIG 2C).
Implant Placement and Closure
Place a trial prosthesis, choosing the largest “comfortable” fit that allows full joint motion. Ensure proper clinical alignment (TECH FIG 3A).
If the prosthesis buckles, choose a smaller prosthesis or create more space through soft tissue release or additional bone resection.
If the prosthetic stem is too long and is contributing to buckling of the prosthesis, the stem may be trimmed using scissors.
If the origins of the collateral ligaments were disturbed, drill holes in the dorsal radial and the dorsal ulnar (in the case of osteoarthritis or posttraumatic arthritis) metacarpal and place 2-0 nonabsorbable suture for later repair of the collateral ligaments.
The radial collateral ligaments are typically attenuated in RA, especially if the joints have been ulnarly deviated. The ligaments are tightened when repaired through imbrication (TECH FIG 3B).
A distally based radial slip of the volar plate may be mobilized and integrated into the repair in the case of severely attenuated radial collateral ligaments.
Place the final implants using a “no touch” technique.
To minimize the risk of a reaction between the silicone implant and the sterile gloves, do not directly handle the implants; instead, insert them using forceps.
Grommets are not routinely used.
Insert the proximal stem first; then bend the implant and place the distal stem.
Once the implant has been placed in a stable position, the collateral ligaments are repaired.
The collateral ligaments are repaired, imbricated, or reconstructed as may be required to restore stability (especially against ulnar deviation).
If the capsule is sufficiently robust, repair it with interrupted 3-0 absorbable suture.
TECH FIG 3 • A. Trial implant is placed to test range of motion and implant fit. B. After final implant placement, the collateral ligaments are repaired through drill holes placed in the metacarpal. This is most important for the radial collateral ligament in rheumatoid arthritis.
Repair the extensor mechanism in a centralized position with nonabsorbable 2-0 suture. Use passive joint range of motion to ensure there is no tendon subluxation after repair.
If the radial sagittal band is attenuated, imbricate or incise it and advance it deep to the extensor digitorum communis tendon in a pants-over-vest manner.
Additional release of the ulnar sagittal band may also be required to centralize the extensor mechanism.
Obtain C-arm or standard radiographs to confirm clinical alignment.
Close the skin with 4-0 nylon suture. Once the wound is closed, deflate the tourniquet.
A Penrose drain may be used if excessive bleeding is noted (uncommon). The drain is removed the next day.
PROXIMAL INTERPHALANGEAL JOINT SILICONE ARTHROPLASTY
Volar Approach for Proximal Interphalangeal Joint Arthroplasty 4,6
Incision and Dissection
Use a volar, Brunner incision centered at the PIP joint (TECH FIG 4A).
Raise full-thickness flaps with careful protection of the neurovascular bundles.
Divide the C1, A3, and C3 pulleys at their insertion on one side and elevate them to expose the flexor tendons (TECH FIG 4B,C).
Protect the A2 and A4 pulleys.
Retract the flexor tendons to either side using a Penrose drain.
Detach the volar plate proximally and divide the accessory collateral ligaments from their insertion onto the volar plate. Leave the volar plate attached distally (TECH FIG 4D).
Detachment of the collateral ligaments at their insertion is required for optimal exposure and visualization (may be repaired back to volar plate at closure).
Dislocate the joint in a “shotgun” manner to expose the articular surfaces.
Bone Preparation
Using an oscillating saw, remove the condyles of the proximal phalanx head, staying perpendicular to the long axis of the bone in both the posteroanterior and lateral planes.
Carefully prepare the base of the middle phalanx, taking great care not to injure the central slip insertion or proper collateral ligament insertion. Remove remaining cartilage with a rongeur or osteotome. Create a flat surface to accommodate the implant.
Use awls, hand reamers, and broaches to prepare the medullary canals of the proximal and middle phalanges.
The proximal phalanx is typically prepared before the middle phalanx.
Use the rectangular shape of the broach base to ensure correct rotation of the final implant.
Implant Placement and Closure
The trial should allow satisfactory joint range of motion without buckling or displacement.
The trial and final implant should remain flush against the cut ends of the bones.
The implant can be shortened or additional reaming can be performed as needed for the trial that buckles.
TECH FIG 4 • A. A volar skin incision is centered at the proximal interphalangeal joint in a Brunner fashion. B, C. The flexor tendon sheath is incised between the A2 and A4 pulleys to allow retraction of the tendons. D. The volar plate is released proximally for exposure.
TECH FIG 5 • Postoperative radiograph of patient with diffuse osteoarthritis. Note the silicone implant arthroplasties for the proximal interphalangeal joints of the index and long fingers as well as the fusions of the distal interphalangeal joints of the long and ring fingers.
Create small drill holes at the radial and ulnar bases of the proximal phalanx before final prosthesis fitting to allow volar plate repair.
Create dorsal drill holes at the origin of the proper collateral ligaments to be used for repair.
The volar plate can be divided longitudinally and used to reconstruct the collateral ligaments if needed.
Obtain C-arm or standard radiographs to confirm clinical alignment (TECH FIG 5).
The flexor sheath need not be repaired.
Use 4-0 nylon sutures to close the skin.
Dorsal Approach for Proximal Interphalangeal Joint Arthroplasty
Make a straight or gently curved longitudinal incision centered over the dorsal PIP joint.
Raise full-thickness flaps at the level of the extensor mechanism.
Split the central slip longitudinally and elevate it radially and ulnarly, taking care not to injure the central slip insertion and create an iatrogenic boutonnière deformity. Other alternatives are as follows:
The longitudinal split of the extensor mechanism may be carried to one or both sides of the central slip insertion for its protection (TECH FIG 6A).
The Chamay approach may be used. A distally based triangular flap of the extensor mechanism is created; this provides excellent joint exposure and the extensor mechanism is later repaired (TECH FIG 6B).1
Recess the collateral ligaments off their origin from the proximal phalanx head for later repair. Before final implant placement, drill holes adjacent to the collateral ligament origin to allow suture passage for ligament repair (TECH FIG 6C).
The volar plate is protected with the dorsal approach.
The remaining portion of the procedure is similar to that described as part of the volar approach.
TECH FIG 6 • A. Preservation of the central slip is crucial for successful postoperative rehabilitation. B. The Chamay approach may be utilized for PIP joint exposure. C. The collateral ligaments are recessed off the head of the proximal phalanx.
POSTOPERATIVE CARE
The patient is placed in a plaster splint after surgery for 3 to 5 days. The MCP and PIP joints are immobilized in extension.
Some surgeons advocate 3 to 4 weeks of immobilization after MCP joint implant arthroplasty before the initiation of hand therapy.
Early joint motion is important for appropriate joint encapsulation.
An engaged hand therapist is crucial in obtaining a satisfactory surgical outcome.
Early therapy emphasizes edema control and patient comfort through splinting.
Subsequent therapy focuses on range of motion.
MCP joint arthroplasty, especially in the rheumatoid patient, requires meticulous postoperative hand therapy.
Dynamic extension (daytime) splints, static extension (nighttime) splints, or both are fabricated.
The alignment and motion of the fingers are carefully monitored. Adjustments to the splints are commonly required as the encapsulation process and the healing process progress.
Active and gentle passive motion are progressively allowed.
After PIP joint implant arthroplasty through a volar approach, the flexor and extensor mechanism need not be protected. Active and gentle passive motion may be initiated quickly, although the collateral ligament repairs should be protected for at least 6 weeks.
Dynamic extension splinting may be used during the first 6 weeks.
If the central slip was spared during a dorsal PIP joint approach and implant placement, early active motion is initiated with progression to gentle passive motion.
If the approach for PIP implant arthroplasty required central slip takedown and repair, the extensor mechanism should be carefully protected during the rehabilitation period.
OUTCOMES
Pain is reliably improved in patients with MCP or PIP joint arthroplasty.2–7
Most patients are improved functionally after silicone MCP arthroplasty. Patients with RA and a marked flexion and ulnar deviation posture of the MCP joints stand to benefit most.2,3 While the arc of motion may be improved in the early postoperative period, at long-term follow-up the arc of motion is not dramatically increased; however, the arc is moved to a more extended and functional position.2,3
The ulnar drift of the MCP joints most commonly seen in RA is improved (although some recurrence in drift over time may also occur).2,3
MCP arthroplasty for osteoarthritis can be expected to maintain or somewhat improve MCP range of motion and strength while decreasing pain. In contrast to RA patients, MCP joint flexion may be increased in patients treated for osteoarthritis.2,5
PIP arthroplasty can be expected to place the PIP joint in a more extended and functional posture but should not be expected to increase range of motion at long-term follow-up. Total joint motion depends on the preoperative motion but typically averages about 45 degrees. Pain relief is reliable for most patients no matter what the diagnosis.4,6,7
PIP arthroplasty for RA may have a lesser outcome compared for PIP arthroplasty performed for posttraumatic arthritis or osteoarthritis. Patients with a boutonnière or swan-neck deformity are most likely to be unchanged or worse in regard to their deformity.7
PIP silicone implant survivorship decreases from 98% at 2 years to 80% at 10 years to 49% at 16 years (in a mixed population analysis).7
COMPLICATIONS
Infection
Implant fracture (which may or may not necessitate revision arthroplasty; if the encapsulated joint is stable, a fractured implant may not need to be addressed)
Rotational malalignment
Joint subluxation
Silicone synovitis
In RA patients, recurrent ulnar drift may occur.
REFERENCES
1. Chamay A. A distally based dorsal and triangular tendinous flap for direct access to the proximal interphalangeal joint. Ann Chir Main 1988;7:179–183.
2. Goldfarb CA, Stern PJ. Metacarpophalangeal joint arthroplasty in rheumatoid arthritis: a longterm assessment. J Bone Joint Surg Am 2003;85A:1869–1878.
3. Kirschenbaum D, Schneider LH, Adams DC, et al. Arthroplasty of the metacarpophalangeal joints with use of silicone-rubber implants in patients who have rheumatoid arthritis: long-term results. J Bone Joint Surg Am 1993;75A:3–12.
4. Lin HH, Wyrick JD, Stern PJ. Proximal interphalangeal joint silicone replacement arthroplasty: clinical results using an anterior approach. J Hand Surg Am 1995;20A:123–132.
5. Rettig LA, Luca L, Murphy MS. Silicone implant arthroplasty in patients with idiopathic osteoarthritis of the metacarpophalangeal joint. J Hand Surg Am 2005;30A:667–672.
6. Schneider LH. Proximal interphalangeal joint arthroplasty: the volar approach. Semin Arthroplasty 1991;2:139–147.
7. Takigawa S, Meletiou S, Sauerbier M, et al. Long-term assessment of Swanson implant arthroplasty in the proximal interphalangeal joint of the hand. J Hand Surg Am 2004;29:785–795.